課程大綱

內容

課程概述

證券市場就是一個國家的經濟櫥窗，而規範此一市場的遊戲規則即係證券交易法，其良莠與廣大投資人之權益及社會經濟發展休戚相關。從另外一個面向觀察，公司法規範的是所有的公司，包括中小企業在內，而證券交易法則屬公開發行公司之法制，公開發行公司係經濟社會中最重要的成員，自應有了解其基礎法規的必要。本課程將帶領修習者了解證券交易法的基本概念（有價證券、公開原則）、證券市場、公開發行公司及證券周邊單位的管理、證券仲裁、證券詐欺、操縱市場、內線交易、短線交易等制度。

Securities market is an economy window of a nation. The rule of this market is Securities Exchange Act which is closely connected with the rights of the investors in general. From another perspective, Company Law regulates every company, including small and medium-sized business (SMB). However, Securities Exchange Act deals with the law governing publicly traded company. Because publicly traded company is the most important member of economy society, it is necessary to understand its fundamental regulation. This course will lead the students to understand the basic concept of this Act (securities, disclosure), the governance of securities market, publicly traded company, and related entities, arbitration, securities fraud, manipulation, insider trading, short swing etc.

授課內容

從理論出發結合實務，透過個人於業界證券投資的實務經驗，培養學員對證券投資的興趣，從認識金融市場開始到基礎的證券分析能力的運用，期許透過課程培養學員邏輯能力及主動分享、團隊合作的精神。